1. To maintain corporate events announcement in the system with concise and accurate information within the same day of the announcement date.
2. Handle all payment i.e interest / dividend /claims and other from agent to clients
3. Do deal agreement of cross currency swap (CCS) foreign bond on behalf of the clients with counterparty.
4. To notify of general meeting shareholder (proxy) for foreign securities and announce to customers promptly
6. Take action for sub-redeem BUY/SELL which have been received from clients with fund asset management.
7. Create foreign exchange transaction report for at end of month - Manage and ensure that process the bill of exchange, fixed deposit of maturity date with clients and our counter party on same value date.
8. Manage and follow up clients cheque and withholding tax from securities registrars
9. Ensure that all corporate events announcement i.e. dividend payment, Proxy Voting, Right Issue, etc are completely and accurately captured in the system and release to all customers speedily.
10. Ensure that the cash proceeds i.e. dividend and interest are correctly credited to clients cash account on the receipt date as well as the cost for rights and warrants subscription are debited from the clients cash account under advice
11. Provide quick response to clients queries with clearly and correctly information
12. Ensure that all clients instructions are executed correctly without delay under advice
13. Ensure that the new shares as a result from corporate events i.e. rights subscription, warrant conversion and bonus issue are correctly credited to clients on the receipt date under credit advice
14. Co-ordinate with corporate actions team in Hongkong, Malaysia, Philippines team for corporate events
15. Contact bank to execute foreign exchange or FX hedging (if any). THB and CCY are converted into specific currency with counter party
16. Monthly report AMLO
สิงหาคม 2556 ถึง พฤศจิกายน 2559
Foreign Securities Service Officer
Asia Plus Securities Company Limited
Sathorn City Tower
สำหรับสมาชิกเท่านั้น
- Responsible fund for customers
- Opening for New Fund sevices and prepared to fund an open letter sent to the our customers.
- Check cash report and adjustments tax,cash for our sub account fund into the systems
- Adjustments to documentations, records and log
- Ensure that all clients instructions are executed correctly without delay under advice
มีนาคม 2556 ถึง สิงหาคม 2556
Administration officer (Operations Department)
RHB OSK Securities (Thailand) Public Company Limited
Sathorn Square Tower
สำหรับสมาชิกเท่านั้น
1. Input the information in the Document Management Systems (DMS)
2. Maintaining supporting paperwork, documentation, data system maintenance.
3. Manage the clients documents under the SEC regulations
4. Improve an account opening process
5. Prepare the document for opening account and ensure that it complies with SEC regulations
6. Prepare documents and reports for the smooth works
7. Reconciliation Subscription daily
8. Operate the documents from the registrar unit and our branch
9. Coordinate with internal and external department to complete the documents
10.To support document and be a part of team for customer requirement, quotation and documentation.
ประวัติการฝึกอบรม
ความสามารถ
ความสามารถทางภาษา
พูด (ดีมาก) อ่าน (ดีมาก) เขียน (ดีมาก)
พูด (พอใช้) อ่าน (พอใช้) เขียน (พอใช้)
ไทย 30 คำ/นาที อังกฤษ 20 คำ/นาที
รถยนต์ ,
รถยนต์ ,
- Microsoft Office ,Word, Excel, PowerPoint
- Communication and Coordination skill
- Good personality and co-operating with others.
- I can analyze water quality (BOD, COD, DO) about other environmental